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Securities Law Firm | Law Offices of Patrick J. Burns, Jr., P.C.

The Law Offices of Patrick J. Burns, Jr., P.C. (PJB Law) is a nationally recognized securities law firm dedicated to assisting breakaway advisors transitioning to independence. Our team works with individuals establishing their own investment advisory firms, as well as those joining existing practices. The ever increasing number of wire house advisors going independent led to PJB Law’s sole focus of protecting their best interests.  PJB Law’s key services include investment adviser registration, transition counseling, business entity formation, employment/partnership agreement review and handling promissory note issues. Our firm’s highly skilled professionals provide legal assistance to a variety of individuals, from those with small books of business to advisors with multi-billion dollar practices. PJB Law is backed by its affiliation with Advanced Regulatory Compliance LLC (ARC), a premier nationally recognized investment advisory compliance services firm dedicated to assisting advisors with their post-transition compliance needs.

Categories: Business, Political Organizations
Topics: law offices of patrick j. burns, securities law firm

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Home | Advanced Regulatory Compliance, LLC.
Advanced Regulatory Compliance, LLC. (“ARC”) was founded in 2004 to provide ongoing compliance assistance to registered investment advisers.  The explosive growth of the investment advisory business created a need for a firm such as ARC to help investment advisers deal with their ever increasing compliance obligations in a challenging regulatory environment. Fast forward to today, ARC is a national full-service investment advisory compliance firm serving the compliance needs of registered investment advisers across the country.  Our firm provides practical solutions to complex compliance issues. ARC’s pro-active approach to assisting RIAs with their ongoing compliance needs helps our clients administer their compliance program and ensure they are audit ready.  Our highly skilled professionals provide compliance support to a variety of investment advisory firms; from start-ups to multi-billion dollar practices. ARC is backed by its association with the Law Offices of Patrick J. Burns, Jr., P.C., a securities, corporate and employment law firm dedicated to assisting breakaway brokers.



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Receive representation from my securities law firm in Los Angeles, CA. Turn to me, securities law attorney Jonathan Schwartz, to understand your rights.


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